Issue 1, June 2012

Constructing New Theory for Identifying Students with Emotional Disturbance: A Constructivist Approach to Grounded Theory...

Dori Barnett Orange County Department of Education Abstract A grounded theory study that examined how practitioners in a county alternative and correctional education setting identify youth with emotional and behavioral difficulties for special education services provides an exemplar for a constructivist approach to grounded theory methodology. Discussion focuses on how a constructivist orientation to grounded theory methodology informed research decisions, shaped the development of the emergent grounded theory, and prompted a way of thinking about data collection and analysis. Implications for future research directions and policy and practice in the field of special and alternative education are discussed. Introduction A grounded theory study examined how practitioners in a county alternative and correctional education setting identify youth with emotional and behavioral difficulties for special education services, given the criteria for emotional disturbance (ED) contained in the Individuals with Disabilities Education Act (IDEA) of 2004. This study serves as an exemplar for a discussion of how a constructivist orientation to grounded theory methodology informed research decisions, shaped the development of the emergent grounded theory, and prompted a way of thinking about data collection and analysis to construct new knowledge for practice. Children and youth with emotional and behavioral disorders are considered the most under identified and underserved of all the disability groups (Forness & Kavale, 2001; Gresham, 2005, 2007). Problems associated with the identification of students with behavioral and emotional difficulties for special education services are often attributed to the definition and criteria for ED found in the Individuals with Disabilities Education Act (Hughes & Bray, 2004; Merrell & Walker, 2004). For purposes of special education classification, IDEA defines ED as one or more of five characteristics, exhibited to a marked degree, and over a period of time. The five characteristics include (a) depression, (b) school phobia, (c) an inability to build or maintain satisfactory inter-personal relationships, (d) inappropriate types of behavior or feelings under normal conditions and (e) an inability to learn that cannot be explained by intellectual, sensory, or health factors. Definitional problems are further compounded by an ‘exclusionary clause’ in the ED criteria which states, “the term does not apply to children who are socially maladjusted, unless it is determined that they are emotionally disturbed” (§34CFR 300.8 (c)(4)(ii)). The exclusionary clause poses a definitional conundrum that is particularly confounding for practitioners working in alternative and correctional education settings, where high numbers of youth exhibit serious emotional and behavioral difficulties. Critics have referred to the definition of ED as “nebulous and highly subjective” (Gresham, 2005, p. 215), “vague and uncertain” (Olympia, Farley, Christiansen, Pettersson, Jenson & Clark, 2004, p. 835) and even “bordering on oxymoronic” (Gresham, 2007, p. 330). Moreover, a preliminary review of the literature revealed the absence of an existing theory to explain the underlying processes practitioners are using to identify emotional disturbance and to distinguish between ED and social maladjustment (SM) for purposes of special education classification. Thus, a grounded theory methodology was selected to address a primary and secondary research question posed by this study: 1. How do practitioners in an alternative and correctional education setting identify students with emotional disturbance for purposes of special education classification? 2. How do practitioners in an alternative and correctional education setting distinguish between ED and SM for purposes of special education classification? Methodology Grounded theory methodology employs a systematic set of procedures to inductively develop theory that is “grounded” in the data from which it was derived (Charmaz, 2000, 2006, 2009; Glaser & Strauss, 1967; Strauss & Corbin,...

Commentary on “Constructing New Theory for Identifying Students with Emotional Disturbance”...

Cheri Ann Hernandez, University of Windsor  Tom Andrews, University College Cork First we would like to commend and thank Dr. Dori Barnett for her willingness to submit her work for the purpose of acting as a constructivist grounded theory research exemplar, with the understanding that she was subjecting her work to the scrutiny of researchers from another grounded theory tradition. We have developed this commentary on Dr. Barnett’s work in the spirit of respect and colleagueship that was recommended in the guest editorial of this Grounded Theory Review issue. We acknowledge that her study is very significant and will be very useful to practitioners.  Our purpose is to use the research exemplar to identify differences between this type of research and that of classic grounded theory. Readers who have been schooled and grounded in  classic grounded theory methodology will have noticed at least five major differences between the constructivist grounded theory exemplar and classic grounded theory. This commentary will delineate and describe these differences. Development Versus Discovery of the Research Problem In the constructivist grounded theory exemplar, the research problem was developed through a preliminary review of the literature. This review revealed a gap in the literature and the problem of how practitioners distinguish between emotional disturbance and social maladjustment. In classic grounded theory, the researcher decides to do a study in an area in which s/he is interested and begins to collect data with no preconceptions (personal, professional, literature-based). The study problem is discovered as data are collected in the substantive area in which the researcher is interested. In addition, the questions asked are distinctly different in constructivist grounded theory, which begins with very specific questions such as the way practitioners define and distinguish between emotional disturbance and social maladjustment. In contrast, the classic grounded theory research begins the study with a desire to find out what is going on in a particular substantive area. The research problem is not preconceived prior to the study beginning, and even when the research problem has been discovered, the questions asked of the data are very different that in constructivist grounded theory. In classic grounded theory, there are three very open questions designed to help the researcher determine what the data are indicating rather than in answering a set of predetermined questions. In classic grounded theory, these three questions are asked during data collection and analysis: What is this data a study of? What category does this incident indicate? What is actually happening in the data? (Glaser, 1978, p. 57). Timing and Approach to Review of the Literature Constructivist grounded theory begins with a review of the literature which is necessary to find out what has been done and not been done in an area so that the study problem can be identified/ articulated. In classic grounded theory, Glaser advises researchers to delay the review of the literature so as not to be unduly influenced by it (Glaser, 1992) and so that s/he can be open to finding what is in the data, rather than forcing the data to fit pre-existing concepts (Glaser, 1978, p. 31). The research problem and the resolution of that problem are found in the data, that is, they are “grounded in the data”- hence the term grounded theory. The classic grounded theory research does not turn to the literature until the core category, that represents how the problem is continuously being processed, has been found along with the theoretical code of how all the codes/categories relate...

Choosing a Methodological Path: Reflections on the Constructivist Turn...

Jenna P. Breckenridge, Queen Margaret University, Derek Jones, Northumbria University, Ian Elliott, Queen Margaret University, Margaret Nicol, Queen Margaret University Abstract Researchers deciding to use grounded theory are faced with complex decisions regarding which method or version of grounded theory to use: Classic, straussian, feminist or constructivist grounded theory. Particularly for beginning PhD researchers, this can prove challenging given the complexities of the inherent philosophical debates and the ambiguous and conflicting use of grounded theory ‘versions’ within popular literature. The aim of this article is to demystify the differences between classic and constructivist grounded theory, presenting a critique of constructivist grounded theory that is rooted in the learning experiences of the first author as she grappled with differing perspectives during her own PhD research. Introduction Reflecting on the PhD process, it could be said that the decision to use grounded theory is only a starting point. Often armed with only a limited understanding of ‘grounded theory’, new PhD researchers are faced with the challenge of navigating their way through the methodological mire in order to arrive at an informed decision about which ‘version’ of grounded theory to use: Classic (or glaserian) grounded theory, straussian grounded theory, feminist grounded theory or constructivist grounded theory. Cutcliffe (2004) has identified, however, that many researchers appear to have avoided this challenge altogether, opting simply for an ambiguous medley of aspects from each version without regard for their inherent incompatibilities. Ultimately, this ‘pick and mix’ approach to grounded theory poses a significant challenge for novice researchers as, without being able to refer to useful exemplars of grounded theory studies, it is difficult to understand and prepare for the practicalities of carrying out one’s own grounded theory research (Breckenridge & Jones 2009). By sharing the methodological reasoning developed by the first author during her own PhD study, the aim of this article is to assist novice researchers in understanding the differences between two of the main grounded theory versions: constructivist grounded theory and classic grounded theory. Writing as a classic grounded theorist, the aim of this article is not to discredit constructivist grounded theory, but is instead to illustrate the incompatibilities between versions in order to share learning and emphasise the importance of using classic grounded theory as a full package methodology. Constructivist grounded theory Constructivist grounded theory was proffered by Charmaz (2003, 2006) as an alternative to classic (Glaser 1978, 1992, 1998, 2001, 2003, 2005, 2011) and straussian grounded theory (Strauss & Corbin 1990, 1998). Charmaz (2003) has advocated that her constructivist version of grounded theory “takes a middle ground between postmodernism and positivism, and offers accessible methods for taking qualitative research into the 21st century” (p. 250). Certainly, for the first author choosing between versions, Charmaz’s (2003) attempt at ‘modernising’ (or, indeed, ‘post-modernising’) grounded theory had immediate appeal. Her method appeared to value the inductive creativity of the classic methodology, and also resonated with the current popularity of constructivism within social research. As an epistemological stance, constructivism asserts that reality is constructed by individuals as they assign meaning to the world around them (Appleton & King 2002). From a constructivist perspective, meaning does not lie dormant within objects waiting to be discovered, but is rather created as individuals interact with and interpret these objects (Crotty 1998). Constructivism thus challenges the belief that there is an objective truth that can be measured or captured through research enquiry (Crotty 1998). Charmaz (2003) has therefore proposed a version of grounded theory that: “assumes the relativism of...

About the Authors

Lorraine Andrews is a Lecturer in Midwifery in the School of Nursing and Midwifery in Trinity College Dublin, Ireland. Currently she is a third year PhD student conducting a classic grounded theory study on men’s experiences of becoming a father, which will be complete in 2013. Her research interests include family centred maternity care, postnatal care and transition to fatherhood. Tom Andrews, Ph.D., is a Lecturer in Nursing at Brookfield Health Science Complex,University of Cork,Ireland, specialising in critical care.  Andrews lectures in research methods on post-graduate courses and currently supervise a number of PhD students using classic GT.  He has conducted a number of classic grounded theory troubleshooting seminars alone and in collaboration. He is a fellow of the GT Institute and publishes in a number of journals.  He is currently involved in two grounded theory projects. His research interests are around worsening progressions whatever the context. Dori Barnett, Ed.D., is a Program Coordinator and School Psychologist in the Orange County Department of Education. Her professional background includes over twenty years of experience specializing in students with emotional and behavioral disabilities in comprehensive, alternative and special education settings. Dr. Barnett’s research interests include behavioral and emotional disabilities in children and adolescents, comprehensive school-wide intervention models, organizational theory and systems change, and qualitative research methodology in education. Jenna Breckenridge is a Lecturer in Occupational Therapy at Queen Margaret University. Her current research interests include vocational rehabilitation and health related employability. Her PhD study, completed in 2010, used classic grounded theory to develop a theory of professional decision making, which has been presented at multidisciplinary conferences in the fields of healthcare and business. She is a member of the Grounded Theory Institute and teaches and supervises grounded theory at MSc and PhD level. Ian C Elliott is a Lecturer in Business in the Division of Business, Enterprise and Management at Queen Margaret University. His research interests cover public management and the relationship between work and health including the Pathways to Work initiative and the Work Programme. Ian has previously worked at the Employment Research Institute, the Scottish Government, University of Edinburgh and Glasgow Caledonian University. Cheri Fernandez, RN, Ph.D.,CDE, is associate professor
at Faculty of Nursing, 
University of Windsor,Canada. Her research interests include diabetes, chronic illness, integration, quality of life, and nursing worklife. She has been an assistant editor of the Grounded Theory Review since 2010. Barney G. Glaser is the cofounder of grounded theory (1967). He received his PhD from Columbia University in 1961. He then went to University of California San Francisco, where he joined Anselm Strauss in doing the dying in hospitals study and in teaching PhD and DNS students methods and analysis. He published over 20 articles on this research and the dying research. Since then, Glaser has written 14 more books using and about grounded theory, and countless articles. In 1998 he received an honorary doctorate from Stockholm University. His latest book, which deals with writing grounded theory, will be published in 2012. Agnes Higgins is Professor in Mental Health Nursing and Head of the School of Nursing and Midwifery, Trinity College Dublin, Ireland. She has worked in the area of mental health, palliative care and general nursing. Her research interests are in the area of sexualities, sexual health, mental health and recovery. She has completed and published a number of research studies in these areas. Derek Jones is a Senior Lecturer in Occupational Therapy at Northumbria University and has a first degree in sociology. Research interests...